Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Benjamin Hoffman | 728291 | 2 | 11/10/2010 | Customer Dispute | Award / Judgment | $1,500,000.00 | $630,357.00 | See FINRA Report |
| William Frederick Blanke | 810645 | 4 | 12/24/1990 | Customer Dispute | Award / Judgment | $13,000.00 | $2,420.00 | See FINRA Report |