Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Anthony Sharpe | 5435813 | 3 | 04/26/2021 | Customer Dispute | Settled | $283,717.00 | $0.00 | See FINRA Report |
| Vincent Anthony Sharpe | 5435813 | 3 | 03/04/2020 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Sharpe | 5435813 | 3 | 11/05/2019 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Edward Taylor Gibstein | 1197295 | 4 | 07/29/2013 | Customer Dispute | Settled | $76,110.20 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 06/15/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 03/02/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Lamb | 2550574 | 9 | 07/15/2009 | Customer Dispute | Settled | $2,630,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 03/16/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| John David Bergin | 4097897 | 11 | 11/17/2004 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Andrew Paul Schneider | 2907279 | 15 | 04/12/2004 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |