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FINRA Broker Disclosures for Cova Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Andrew Baris6178840306/02/2020RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Charles Lamb2550574908/11/2017RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Charles Lamb2550574912/22/2015RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Charles Lamb2550574908/07/2012RegulatoryFinal$0.00$0.00See FINRA Report
Patrick Thomas Walker2107798108/22/2011RegulatoryFinal$0.00$0.00See FINRA Report
Andrew Paul Schneider29072791510/20/2003RegulatoryFinal$0.00$0.00See FINRA Report
Edward Taylor Gibstein1197295403/14/2003RegulatoryFinal$0.00$0.00See FINRA Report

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