Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Andrew Baris | 6178840 | 3 | 06/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Charles Lamb | 2550574 | 9 | 08/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Charles Lamb | 2550574 | 9 | 12/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas Charles Lamb | 2550574 | 9 | 08/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Thomas Walker | 2107798 | 1 | 08/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Paul Schneider | 2907279 | 15 | 10/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Taylor Gibstein | 1197295 | 4 | 03/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |