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FINRA Broker Disclosures for Cova Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 52 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Paul Schneider29072791504/26/2024FinancialPending$0.00$0.00See FINRA Report
Andrew Paul Schneider29072791512/08/2023FinancialFinal$0.00$0.00See FINRA Report
Andrew Paul Schneider29072791508/24/2023Judgment / Lien$0.00$0.00See FINRA Report
Vincent Anthony Sharpe5435813304/26/2021Customer DisputeSettled$283,717.00$0.00See FINRA Report
William Andrew Baris6178840306/02/2020RegulatoryFinal$0.00$0.00See FINRA Report
William Andrew Baris6178840303/17/2020Judgment / Lien$0.00$0.00See FINRA Report
William Andrew Baris6178840303/17/2020Judgment / Lien$0.00$0.00See FINRA Report
Vincent Anthony Sharpe5435813303/04/2020Customer DisputeSettled$98,000.00$0.00See FINRA Report
Vincent Anthony Sharpe5435813311/05/2019Customer DisputeSettled$180,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574908/11/2017RegulatoryFinal$0.00$0.00See FINRA Report

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