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FINRA Broker Disclosures for Cova Capital Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cova Capital Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vincent Anthony Sharpe5435813304/26/2021Customer DisputeSettled$283,717.00$0.00See FINRA Report
Vincent Anthony Sharpe5435813303/04/2020Customer DisputeSettled$98,000.00$0.00See FINRA Report
Vincent Anthony Sharpe5435813311/05/2019Customer DisputeSettled$180,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574903/10/2015Customer DisputeWithdrawn$450,000.00$0.00See FINRA Report
Edward Taylor Gibstein1197295407/29/2013Customer DisputeSettled$76,110.20$0.00See FINRA Report
Douglas Charles Lamb2550574906/15/2010Customer DisputeSettled$25,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574903/02/2010Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574901/26/2010Customer DisputePending$60,000.00$0.00See FINRA Report
Douglas Charles Lamb2550574907/15/2009Customer DisputeSettled$2,630,000.00$0.00See FINRA Report
John David Bergin40978971103/18/2005Customer DisputeDenied$11,749.00$0.00See FINRA Report

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