Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Lynn Long | 2705881 | 3 | 08/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Shirk | 5712039 | 1 | 04/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Arthur Steinbrenner | 1225845 | 3 | 12/17/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Robert Nall | 2528568 | 5 | 03/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Gene Vollrath | 1212255 | 7 | 08/15/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Widman | 2572573 | 2 | 09/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |