Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Graham | 2114201 | 1 | 03/14/1994 | Customer Dispute | Award / Judgment | $32,000.00 | $16,579.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 01/11/1993 | Customer Dispute | Award / Judgment | $35,000.00 | $19,276.00 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 10/13/1992 | Customer Dispute | Award / Judgment | $36,000.00 | $33,622.80 | See FINRA Report |
| Stephen Lawrence Brown | 846431 | 6 | 11/21/1989 | Customer Dispute | Award / Judgment | $0.00 | $13,589.00 | See FINRA Report |
| John Carter Forbes | 706054 | 3 | 05/23/1985 | Customer Dispute | Award / Judgment | $14,200.00 | $14,200.00 | See FINRA Report |