Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Lynn Long | 2705881 | 3 | 08/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Widman | 2572573 | 2 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Pate Ellington-Montes | 5519248 | 1 | 12/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
| Bradley Joseph Miller | 5087237 | 1 | 07/31/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 06/08/2015 | Customer Dispute | Settled | $17,424.50 | $0.00 | See FINRA Report |
| Thomas B Damasco | 1798396 | 1 | 11/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Arthur Steinbrenner | 1225845 | 3 | 02/21/2014 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/07/2013 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Marie Louise Kata | 2230454 | 1 | 05/20/2013 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |