Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Michael Lewis | 5885486 | 3 | 09/25/2017 | Customer Dispute | Denied | $51,361.00 | $0.00 | See FINRA Report |
| Peter Michael Lewis | 5885486 | 3 | 09/07/2013 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Steinbrenner | 5690153 | 1 | 10/27/2011 | Customer Dispute | Denied | $7,485.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Germany-Higgins | 3055039 | 2 | 02/25/2008 | Customer Dispute | Denied | $40,110.40 | $0.00 | See FINRA Report |
| Dennis Richard Tierney | 702349 | 2 | 09/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Lee Dunn | 1061500 | 2 | 01/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |