Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Rome | 5951311 | 1 | 08/01/2024 | Customer Dispute | Pending | $17,332.20 | $0.00 | See FINRA Report |
| Leonard Frederick Hirsh | 4216156 | 2 | 07/02/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |