Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Frederick Hirsh | 4216156 | 2 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Lin | 4830234 | 1 | 10/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Ward Hathway | 7732929 | 1 | 10/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Quang Nguyen | 4559938 | 1 | 12/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Reyes | 2194128 | 1 | 01/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Kendall Liska | 2512188 | 4 | 10/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |