Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Goldstein | 6512730 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 04/22/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 10/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Griffin Brownell | 6645548 | 1 | 10/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Slater | 2447823 | 21 | 04/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 04/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 02/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Slater | 2447823 | 21 | 01/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Eldridge Bates | 4693677 | 2 | 08/25/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |