Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Eldridge Bates | 4693677 | 2 | 09/29/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Kendall Liska | 2512188 | 4 | 05/11/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Hayley A Bates | 5695777 | 1 | 12/22/2021 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Kendall Liska | 2512188 | 4 | 12/20/2021 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Kendall Liska | 2512188 | 4 | 07/21/2020 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 11/10/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Howard Slater | 2447823 | 21 | 07/08/2013 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 06/08/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 06/06/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Azim Nakhooda | 2913470 | 17 | 05/23/2013 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |