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FINRA Broker Disclosures for M. S. Howells & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christina M Aldredge5536286104/08/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Jason Bradley Scarcella4182188208/27/2015Customer DisputeSettled$150,000.00$0.00See FINRA Report
Seth Waltman4681412212/08/2014Customer DisputeSettled$15,000.00$0.00See FINRA Report
Thomas Dixon Sanders1280319110/18/2013Customer DisputeSettled$1,808,290.00$0.00See FINRA Report
Damon Marshall Zahlmann4050354111/29/2011Customer DisputeSettled$37,500.00$0.00See FINRA Report
Karl William Schwinck2332352103/24/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Patricia Faye Meidell3312541104/02/2007Customer DisputeSettled$219,800.00$0.00See FINRA Report
Patricia Faye Meidell3312541103/30/2007Customer DisputeSettled$315,344.00$0.00See FINRA Report
Patricia Faye Meidell3312541102/28/2007Customer DisputeSettled$381,915.00$0.00See FINRA Report
Patricia Faye Meidell3312541112/27/2005Customer DisputeSettled$254,691.00$0.00See FINRA Report

19 Results

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