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FINRA Broker Disclosures for M. S. Howells & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christina M Aldredge5536286104/08/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Jason Bradley Scarcella4182188208/27/2015Customer DisputeSettled$150,000.00$0.00See FINRA Report
Seth Lawrence Waltman4681412212/08/2014Customer DisputeSettled$15,000.00$0.00See FINRA Report
Thomas Dixon Sanders1280319110/18/2013Customer DisputeSettled$1,808,290.00$0.00See FINRA Report
Russell Merton Hall2098008806/28/2012Customer DisputeSettled$25,958.00$0.00See FINRA Report
Russell Merton Hall2098008809/29/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Merton Hall2098008805/16/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Merton Hall2098008805/07/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Merton Hall2098008803/17/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Russell Merton Hall2098008803/07/2008Customer DisputeSettled$0.00$0.00See FINRA Report

22 Results

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