Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christina M Aldredge | 5536286 | 1 | 04/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jason Bradley Scarcella | 4182188 | 2 | 08/27/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Seth Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Thomas Dixon Sanders | 1280319 | 1 | 10/18/2013 | Customer Dispute | Settled | $1,808,290.00 | $0.00 | See FINRA Report |
Damon Marshall Zahlmann | 4050354 | 1 | 11/29/2011 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
Karl William Schwinck | 2332352 | 1 | 03/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Patricia Faye Meidell | 331254 | 11 | 04/02/2007 | Customer Dispute | Settled | $219,800.00 | $0.00 | See FINRA Report |
Patricia Faye Meidell | 331254 | 11 | 03/30/2007 | Customer Dispute | Settled | $315,344.00 | $0.00 | See FINRA Report |
Patricia Faye Meidell | 331254 | 11 | 02/28/2007 | Customer Dispute | Settled | $381,915.00 | $0.00 | See FINRA Report |
Patricia Faye Meidell | 331254 | 11 | 12/27/2005 | Customer Dispute | Settled | $254,691.00 | $0.00 | See FINRA Report |