Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christina M Aldredge | 5536286 | 1 | 04/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jason Bradley Scarcella | 4182188 | 2 | 08/27/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Seth Lawrence Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Thomas Dixon Sanders | 1280319 | 1 | 10/18/2013 | Customer Dispute | Settled | $1,808,290.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 06/28/2012 | Customer Dispute | Settled | $25,958.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 05/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 03/17/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Russell Merton Hall | 2098008 | 8 | 03/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |