Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Robert Penney | 1146552 | 2 | 09/09/2002 | Customer Dispute | Closed-No Action | $41,830.50 | $0.00 | See FINRA Report |
| Jay Robert Penney | 1146552 | 2 | 04/29/2002 | Customer Dispute | Closed-No Action | $65,508.30 | $0.00 | See FINRA Report |