Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Lawrence Waltman | 4681412 | 2 | 07/14/2022 | Customer Dispute | Pending | $318,168.00 | $0.00 | See FINRA Report |
| Christina M Aldredge | 5536286 | 1 | 04/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joyce Marie McDonough | 1715407 | 1 | 10/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bradley Scarcella | 4182188 | 2 | 08/27/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Donald Scott McClive | 2212399 | 1 | 04/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Lawrence Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William F Corr | 4741390 | 1 | 04/21/2014 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Matthew Caleb Davis | 5487092 | 2 | 11/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Dixon Sanders | 1280319 | 1 | 10/18/2013 | Customer Dispute | Settled | $1,808,290.00 | $0.00 | See FINRA Report |
| Victor Joseph Yates | 5799003 | 1 | 05/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |