Our Staff has compiled our research into a database of FINRA Broker Disclosures for M. S. Howells & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Caleb Davis | 5487092 | 2 | 11/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Caleb Davis | 5487092 | 2 | 04/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Reisbacher | 5543698 | 1 | 05/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paul Sueyuki Okawa | 2466447 | 1 | 11/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard A Garber | 2240136 | 3 | 05/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard A Garber | 2240136 | 3 | 05/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard A Garber | 2240136 | 3 | 03/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |