Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Larocca | 1144173 | 5 | 02/10/2020 | Customer Dispute | Settled | $28,417.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 08/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/25/2019 | Customer Dispute | Settled | $300,763.00 | $0.00 | See FINRA Report |
| Matthew G Mouser | 3009526 | 2 | 06/12/2018 | Customer Dispute | Settled | $298,109.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/28/2017 | Customer Dispute | Settled | $2,670,750.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 8 | 11/20/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 8 | 05/16/2016 | Customer Dispute | Settled | $485,980.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 12/13/2014 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 4 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 8 | 10/31/2012 | Customer Dispute | Settled | $50,570.00 | $0.00 | See FINRA Report |