Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nabil Bouab | 4340284 | 4 | 11/07/2022 | Customer Dispute | Pending | $776,000.00 | $0.00 | See FINRA Report |
| Nabil Bouab | 4340284 | 4 | 10/20/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Azzato | 6148833 | 2 | 04/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Larocca | 1144173 | 5 | 02/10/2020 | Customer Dispute | Settled | $28,417.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 08/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Eric Zwibel | 2460258 | 6 | 08/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/25/2019 | Customer Dispute | Settled | $300,763.00 | $0.00 | See FINRA Report |
| Michael Joseph Azzato | 6148833 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew G Mouser | 3009526 | 2 | 06/12/2018 | Customer Dispute | Settled | $298,109.00 | $0.00 | See FINRA Report |