Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Lombardozzi | 3190741 | 2 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 08/25/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 8 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen B Leitzell | 1016301 | 2 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen B Leitzell | 1016301 | 2 | 12/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Egan | 1478745 | 3 | 04/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Mangold | 1009628 | 3 | 02/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard L Going | 4416135 | 2 | 12/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 4 | 02/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |