Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Brodt | 2033812 | 10 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Brodt | 2033812 | 10 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Joseph Pappalardo | 1546754 | 5 | 08/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ron Yehuda Itin | 2344151 | 17 | 03/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Joseph Pappalardo | 1546754 | 5 | 03/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Pelkey | 2349549 | 8 | 10/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Pelkey | 2349549 | 8 | 05/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Pelkey | 2349549 | 8 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Pelkey | 2349549 | 8 | 02/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Filingeri | 1766754 | 1 | 03/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |