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FINRA Awards

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Displaying 22,121-22,130 out of 22,173 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0026407/17/2007Claimant(s):
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05-0105407/17/2007Claimant(s):
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Checkmark Icon$1,393,470
05-0478507/17/2007Claimant(s):
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Checkmark IconStipulated Award and Expungement
06-0348507/17/2007Claimant(s):
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Checkmark Icon$1,007
05-0053707/17/2007Claimant(s):
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Checkmark Icon$0
05-0508307/16/2007Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): Bert S Cliff, Donald A. Olszewski, Elena M. Colianni
Hearing Site: Pittsburgh, PA
06-0186907/16/2007Claimant(s):
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06-0317807/16/2007Claimant(s):
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04-0660607/13/2007Claimant(s):
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06-0027707/13/2007Claimant(s):
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22,173 Results

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