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FINRA Awards for David Nielsen

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0504608/28/2008Claimant(s): Steven Bickel
Claimant Lawyers(s): Frank E. Bremmer
Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns
Respondent Lawyers(s): Brent J. Burtin, John James Humphrey
Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark IconNo Info
07-0010705/02/2008Claimant(s): Edward Satlin, Micah Scheinberg
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen
Hearing Site: Los Angeles, CA
06-0463610/16/2007Claimant(s): Diane Gilmore, Timothy Gilmore, Gilmore Family 1998 Trust
Claimant Lawyers(s): Sean M. Kneafsey
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Steven Gourley, Arthur T. Berggren, David Nielsen
Hearing Site: Los Angeles, CA
Checkmark Icon$63,577

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