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FINRA Awards for Brent J. Rosenbaum

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0322509/22/2008Claimant(s): Elinor Nielsen, James Nielsen, James & Elinor Nielsen Living Trust
Claimant Lawyers(s): Kristin M. Cano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Curt H. Mueller
Arbitrator(s): Barbara M. Zak, Mark A. Levy, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark Icon$304,478
06-0388211/30/2007Claimant(s): Francis Filosa
Claimant Lawyers(s): Francis R. Filosa
Respondent(s): Alan Avedissian, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): CathyLyn Rossi, William Marlin Turner, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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