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FINRA Awards for Michael Lau

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0466912/11/2009Claimant(s): Mark Perlman
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Michael Lau, Charles Hoffman, Randi Perry Spallina
Hearing Site: Boca Raton, FL
Checkmark Icon$43,357

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