Potomac Analytics' Logo

FINRA Awards for Woodstock Financial Group.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0178201/02/2015Claimant(s): Woodstock Financial Group.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Corey Malone
Respondent Lawyers(s): Corey Malone
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
14-0037107/18/2014Claimant(s): Woodstock Financial Group.
Claimant Lawyers(s): Michael Colombo
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard Gomez
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: New York, NY
11-0101706/25/2012Claimant(s): 4R Partnership, by Jon Roberts, Partner, C. Marvin Trust, Trustee
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): David Schrager, Woodstock Financial Group.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): James E. Michaels, James A. Hayes, Ken L. Andersen
Hearing Site: Omaha, NE
Checkmark Icon$75,000
10-0324106/24/2011Claimant(s): Carole Liotti
Claimant Lawyers(s): Benedict L. Sliney
Respondent(s): Brian Mandart, Morgan Wilshire Securities., Woodstock Financial Group.
Respondent Lawyers(s): Bari Handwerger, Brian Mandart, Michael Finnan
Arbitrator(s): Gary W. Sherbell, John J. Duval, Denise N. Seegobin
Hearing Site: New York, NY
Checkmark Icon$39,580

14 Results

Display: