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FINRA Awards for Thomas Garriton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0034801/05/2011Claimant(s): Christine Valenti, Robert Valenti
Claimant Lawyers(s): George Brunelle
Respondent(s): Patrick Alfano, Thomas Garriton, Tag Securities Corp.
Respondent Lawyers(s): George Brunelle, Patrick Alfano
Arbitrator(s):
Hearing Site: New York, NY
09-0131301/05/2011Claimant(s): Christine Valenti, Robert Valenti, Thomas Garriton
Claimant Lawyers(s): George Brunelle
Respondent(s): Patrick Alfano, TAG Securities Corp.
Respondent Lawyers(s): Patrick M. Alfano
Arbitrator(s): Leona Beane, John J. Vesey, Dominick T. Scianandre
Hearing Site: New York, NY

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