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FINRA Awards for John Buoni

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0352603/27/2013Claimant(s): Dr. John O. Buoni Rollover IRA
Claimant Lawyers(s): John Buoni
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Edward Aptaker
Hearing Site: Boston, MA
Checkmark IconExpungement

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