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FINRA Awards for Shaun M. Donnelly Gift Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0353407/29/2013Claimant(s): Ashley Marie Hern Gift Trust, Shaun M. Donnelly Gift Trust
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Brad Weiner, UBS Financial Services Inc.
Respondent Lawyers(s): Molly J. Henry
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
Checkmark IconExpungement

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