Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 03-02127 | 11/02/2007 | Claimant(s): William F. Garland Claimant Lawyers(s): James Jay Seltzer Respondent(s): Dale Low, Eric Salz, Charles Schwab & Co.., Samuel Berger, SDR Capital Management. Respondent Lawyers(s): Brian A. Carlis, Richard A. Karoly Arbitrator(s): Sterling N. Frost, Peter Kassel, Bradley C. Mitchell Hearing Site: San Francisco, CA |  | Stipulated Award and Expungement |
| 03-04728 | 09/07/2007 | Claimant(s): Amin Merchant, Apex Trading House Claimant Lawyers(s): Timothy A. Canning Respondent(s): Edward So, Charles Schwab & Co.., Prudential Equity Group Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Jarrott T. Miller, Richard L. Rubin, Mario Henry Barsotti Hearing Site: San Francisco, CA | | $0 |