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FINRA Awards for Karl L. Marquardt

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0464609/12/2011Claimant(s): Ruth Kosco
Claimant Lawyers(s): Jon A. Titus
Respondent(s): John Hebert, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Jerry H. Friedland, Robert S. Mautner, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
Checkmark Icon$23,188
09-0411404/20/2011Claimant(s): Search Ministries.
Claimant Lawyers(s): Gary R. Long
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Herbert B. Williams
Hearing Site: Baltimore, MD
Checkmark Icon$0

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