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FINRA Awards for Thomas W. Duffey

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0246201/09/2019Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Adrienne Elizabeth Rowles
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Thomas W. Duffey, Paul Peter Nicolai, Michael Christopher Hildreth
Hearing Site: Boston, MA

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