Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01501 | 02/23/2022 | Claimant(s): Mark Gelbman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): M W Gear Hearing Site: Des Moines, IA | ||
| 21-01305 | 10/15/2021 | Claimant(s): Joseph Reynolds Claimant Lawyers(s): Joseph Reynolds Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL |  | $300 |
| 20-03135 | 08/06/2021 | Claimant(s): Wesley Sorensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 19-01892 | 07/13/2021 | Claimant(s): Susan Gordon Neal Claimant Lawyers(s): Adam J. Stewart Respondent(s): David Reynolds, Steven Wright, Principal Securities. Respondent Lawyers(s): David Lee Reynolds, Kathryn Roe Eldridge Arbitrator(s): Ralph A. Cotton, Juleanne (Julie) A. Thiebaut, Stanley Data Hearing Site: San Francisco, CA | | Expungement |
| 18-03646 | 03/08/2019 | Claimant(s): Luciano Bispo Claimant Lawyers(s): Luciano J. Bispo Respondent(s): Stephanie Wade, Principal Securities. Respondent Lawyers(s): Audrey L. Shields Arbitrator(s): Edith M. Novack Hearing Site: Philadelphia, PA | | $0 |