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FINRA Awards for Chongqing Du

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0091707/13/2012Claimant(s): Chongqing Du, Li Zhu
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Herbert S. Bratt, Robert S. Burk, Grant D. Sanders
Hearing Site: Des Moines, IA
Checkmark Icon$300

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