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FINRA Awards for Robert S. McConnell

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0346202/25/2011Claimant(s): Deanne Eastin, Terrance Eastin
Claimant Lawyers(s): Terrance Eastin
Respondent(s): Carol Vehmeyer
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
Checkmark Icon$213
09-0656302/03/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Mark Nolan
Respondent Lawyers(s): Mark James Nolan
Arbitrator(s): Robert S. McConnell
Hearing Site: Las Vegas, NV
10-0070209/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Michael Forbes
Respondent Lawyers(s): Brent V. Manning
Arbitrator(s): Robert S. McConnell, Dennis Dowd, George H. Speciale
Hearing Site: Salt Lake City, UT

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