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FINRA Awards for Jules L. Federman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0014210/31/2018Claimant(s): Nancy Undem
Claimant Lawyers(s): Jules L. Federman
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): E. Milton Frosburg, Kevin K. Forrester, Shawn Michael Spaulding
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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