Potomac Analytics' Logo

FINRA Awards for H. Thomas Fehn

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0464102/25/2008Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
Checkmark Icon$41,250
06-0394210/31/2007Claimant(s): The Estate of Sydney G. Smith, Jr.
Claimant Lawyers(s): Bradley R. Hoyt
Respondent(s): Raffi Oghlian, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Raffi Oghlian
Arbitrator(s): Amelia F. Adams, Stuart Arthur Reagan, Peter F. von Meister
Hearing Site: Cincinnati, OH
Checkmark Icon$30,000
06-0292109/24/2007Claimant(s): Jennifer Smith
Claimant Lawyers(s): Hans H. Huang
Respondent(s): Chris Suarez, Ryan Ku, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Ryan H. Ku
Arbitrator(s): John R. Canada, Leonard E. Benade, David P. McDuffee
Hearing Site: Raleigh, NC
Checkmark IconSettlement

23 Results

Display: