| 09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu
Claimant Lawyers(s): Scudder G Stevens
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Wilmington, DE
|  | $213 |
| 07-03302 | 11/26/2008 | Claimant(s): PNC Investments
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Victor D. Loper and Lonyae Loper
Respondent Lawyers(s): Victor D. Loper
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
| | $0 |
| 06-04088 | 02/08/2008 | Claimant(s): William Pickert
Claimant Lawyers(s): Stephen A. Hampton
Respondent(s): McLaughlin, Piven, Vogel Securities, Steven Ircha, TD AMERITRADE. f/k/a Ameritrade
Respondent Lawyers(s): Aimee C. Czachorowski, Theodore R. Snyder
Arbitrator(s): Michael D. Neft, Wilbert H. Luck, David P. Cline
Hearing Site: Wilmington, DE
| | $2,639,700 |
| 07-02307 | 01/18/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Tejal N. Shah
Respondent(s): Latrice Berry
Respondent Lawyers(s): Latrice Berry
Arbitrator(s): Joseph F. Pittelli
Hearing Site: Wilmington, DE
| | |
