Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03356 | 01/20/2011 | Claimant(s): Anna Quindlen, Gerald Krovatin Claimant Lawyers(s): Gerald Krovatin Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): David S. Paul Hearing Site: New York, NY |  | $163 |
| 10-01015 | 12/21/2010 | Claimant(s): Stewart & Frieda Fuhrmann JT TEN Claimant Lawyers(s): Stewart M. Fuhrmann Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Abraham Harry Bunis Hearing Site: Newark, NJ | | $0 |
| 09-05336 | 09/02/2010 | Claimant(s): Howard Rubin Claimant Lawyers(s): Howard A. Rubin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): John Fleming Kelly Hearing Site: Albuquerque, NM | | $163 |
| 09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu Claimant Lawyers(s): Scudder G Stevens Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Kathleen K. Murphy Hearing Site: Wilmington, DE | | $213 |
| 10-00181 | 07/19/2010 | Claimant(s): Hintze Family Revocable Living Trust Claimant Lawyers(s): Ronald M. Hintze Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Janice L. Burnham Hearing Site: Norfolk, VA | | $25,425 |
| 06-03014 | 05/19/2008 | Claimant(s): Berniece M Bonebrake Rev Trust Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Wachovia Securities, Rebecca Engle Respondent Lawyers(s): Brian J. Schuster, Martin M. Berliner, Todd Ratner Arbitrator(s): Felix Beard Davidson, Thomas C. Lauritsen, Hollie M. Mason Hearing Site: Omaha, NE | | $98,709 |