Potomac Analytics' Logo

FINRA Awards for Charles Kleinbaum

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0471806/01/2010Claimant(s): Brian Behan, Marion Behan
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Marsco Investment Corporation
Respondent Lawyers(s): Steven M. Hecht
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
Checkmark Icon$0
08-0325903/11/2009Claimant(s): Boundles Enterprises
Claimant Lawyers(s): Solomon Henner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
Checkmark Icon$0

12 Results

Display: