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FINRA Awards for Sidney L. Sussman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0474101/14/2010Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Kirk Westermann
Respondent Lawyers(s): Kirk Westermann
Arbitrator(s): Sidney L. Sussman
Hearing Site: Charlotte, NC

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