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FINRA Awards for James J. Aste

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0177502/06/2009Claimant(s): William Aste
Claimant Lawyers(s): James J. Aste
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Jon C. Milliken
Hearing Site: San Diego, CA
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