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FINRA Awards for Michele R. Underwood

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0288110/05/2023Claimant(s): SoFi Securities LLC
Claimant Lawyers(s): Michele R. Underwood
Respondent(s): Steven Bragg
Respondent Lawyers(s): Steven Bragg
Arbitrator(s): David A. Schuler
Hearing Site: Birmingham, AL
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22-0290209/06/2023Claimant(s): Sofi Securities LLC
Claimant Lawyers(s): Michele R. Underwood
Respondent(s): Timothy Worley
Respondent Lawyers(s): Timothy Worley
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Denver, CO
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