FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 61-70 out of 160 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01217	12/11/2020	Claimant(s): FEDERICO LOPEZ JUARBE Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-00927	10/16/2020	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
20-00444	09/04/2020	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
20-00226	07/20/2020	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Sonia M. Lopez-Del Valle Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
20-00327	07/07/2020	Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-03322	06/10/2020	Claimant(s): Haydee Delgado Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-02224	04/07/2020	Claimant(s): Jose Lorenzo and Rosalia Torres Claimant Lawyers(s): Marcos O. Valls-Sanchez Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Viviana Aldous Arbitrator(s): Joyce A. Mitchell Hearing Site: San Juan, PR		Settlement
19-02348	03/05/2020	Claimant(s): Francisco Landivar Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez Del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
19-02353	02/14/2020	Claimant(s): Edgardo H. Ferrer Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez Del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-03009	02/14/2020	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR