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FINRA Awards for James A. Hayes

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0136611/28/2007Claimant(s): Michael Smith
Claimant Lawyers(s): Michael J. Smith
Respondent(s): A.G. Edwards & Sons., Wayne Watson
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
Checkmark Icon$75
06-0135011/27/2007Claimant(s): Barbara Kesterson
Claimant Lawyers(s): John L. Hampton
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen Dedenbach
Arbitrator(s): David A. Nixon, James A. Hayes, Michael A. Kleinman
Hearing Site: Kansas City, MO

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