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FINRA Awards for Thomas Caiaffa

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Case Number Award Date Case Summary Customer Case? Amount Granted
04-0561003/19/2008Claimant(s): Burlington Capital Markets.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Paul Basile, GFI Securities
Respondent Lawyers(s): Lauri F. Rasnick
Arbitrator(s): Thomas Caiaffa, Selma Moy, Sharon A. McCloskey
Hearing Site: New York, NY

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