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FINRA Awards for Diane N. Loper

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0099309/14/2010Claimant(s): Diane Loper
Claimant Lawyers(s): Diane N. Loper
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
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