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FINRA Awards for Cetera Advisor Networks LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0218312/27/2017Claimant(s): Linda Trautman
Claimant Lawyers(s): Kenneth R. Behrend
Respondent(s): Richard Staszak, Cetera Advisor Networks LLC
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Carl Hohnbaum, Michael J. Meeusen, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement

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