Potomac Analytics' Logo

FINRA Awards for Neil S. Fineman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0280307/15/2022Claimant(s): First Allied Securities.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Neil Fineman
Respondent Lawyers(s): Neil S. Fineman
Arbitrator(s): Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA

1 Results

Display: