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FINRA Awards for Neil Fineman

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0280307/15/2022Claimant(s): First Allied Securities.
Claimant Lawyers(s): David G. Smitham
Respondent(s): Neil Fineman
Respondent Lawyers(s): Neil S. Fineman
Arbitrator(s): Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA

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